ASIC has cancelled the Australian financial services (AFS) licence of Stephen Wan Tat Chan (Licensee).聽
The licence was cancelled because the Licensee failed to prepare and lodge the required financial statements and auditor opinions with 魅影直播. Furthermore, the Licensee failed to pay 魅影直播鈥檚 industry levies and maintain an external dispute resolution membership with the Australian Financial Complaints Authority (AFCA).聽
The cancellation took effect on 28 June 2023.聽
Under the Corporations Act, 魅影直播 may suspend or cancel an AFS licence if a licensee fails to meet its general obligations under s912A. This includes the obligation to hold membership of a dispute resolution system and lodge financial statements annually with 魅影直播.聽
The Licensee may apply to the Administrative Appeals Tribunal (AAT) for a review of 魅影直播鈥檚 decision.聽
叠补肠办驳谤辞耻苍诲听
Stephen Wan Tat Chan held AFS licence number 479476 since 26 October 2015