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5163 media releases found
28 July 2023 MEDIA RELEASE
23-200MR ÷ÈÓ°Ö±²¥ imposes additional licence conditions on Shartru Wealth Management Pty Ltd

ASIC has imposed additional conditions on the Australian financial services (AFS) licence of Shartru Wealth Management Pty Ltd (Shartru).  This ...

28 July 2023 MEDIA RELEASE
23-199MR ÷ÈÓ°Ö±²¥ cancels AFS licence for NSW licensee

ASIC has cancelled the Australian financial services (AFS) licence of Stephen Wan Tat Chan (Licensee).  The licence was cancelled because the ...

27 July 2023 MEDIA RELEASE
23-198MR ÷ÈÓ°Ö±²¥ appoints Morgan Stanley to sell shares in The Market Herald Limited

ASIC has appointed Morgan Stanley Wealth Management Australia Pty Ltd (Morgan Stanley) to sell 2,061,343 ordinary shares (Sale Shares) in The Market ...

26 July 2023 MEDIA RELEASE
23-197MR ÷ÈÓ°Ö±²¥ takes civil action against Sasha Hopkins for unlicensed conduct and to wind up A Team Property Group

ASIC has taken civil action against director Sasha Hopkins and his company, The A Team Property Group, for alleged unlicensed conduct and operating ...

25 July 2023 MEDIA RELEASE
23-196MR ÷ÈÓ°Ö±²¥ commences greenwashing case against Vanguard Investments Australia

ASIC has lodged civil penalty proceedings in the Federal Court against Vanguard Investments Australia, alleging misleading conduct in relation to ...

21 July 2023 MEDIA RELEASE
23-195MR ÷ÈÓ°Ö±²¥ continues to act against SMSF auditors

ASIC has acted against eight self-managed superannuation fund (SMSF) auditors for breaches of their obligations. This included breaches of auditing ...

20 July 2023 MEDIA RELEASE
23-194MR APRA and ÷ÈÓ°Ö±²¥ commence early consultation on FAR

The Australian Prudential Regulation Authority (APRA) and the ÷ÈÓ°Ö±²¥ (÷ÈÓ°Ö±²¥) have released key materials for ...

19 July 2023 MEDIA RELEASE
23-193MR ÷ÈÓ°Ö±²¥ cancels AFS licence of FTX Australia

ASIC has cancelled the Australian financial services (AFS) licence held by FTX Australia Pty Ltd (FTX Australia), effective from 14 July 2023. The ...

18 July 2023 MEDIA RELEASE
23-192MR ÷ÈÓ°Ö±²¥ issues first stop order for a Life Insurance product

ASIC has issued an interim stop order on Clearview Life Assurance Limited’s (Clearview Life) Clearview ClearChoice Income Protection Cover and ...

18 July 2023 MEDIA RELEASE
23-191MR Review finds super trustees need to improve retirement outcomes planning

A thematic review of how superannuation trustees are supporting their members under the Retirement Income Covenant has found that trustees need to ...

Last updated: 10/08/2024 11:23