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Market integrity rules

ASIC market integrity rules for market operators and participants.

The following market integrity rules apply to certain market operators and their participants.

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Securities markets

ASX, Chi-X, NSXA, SSX and their participants must comply with a common set of market integrity rules for securities markets.

Market integrity rules

Guidance

Regulatory Guide 265 Guidance on ÷ÈÓ°Ö±²¥ market
integrity rules for participants of securities markets

Determinations

Waivers


Consultation

Consultation Paper 342 Proposed amendments to the ÷ÈÓ°Ö±²¥ market integrity rules and other ÷ÈÓ°Ö±²¥-made rules

Consultation Paper 302 Proposed changes to ÷ÈÓ°Ö±²¥â€™s capital requirements for market participants

Consultation Paper 277 Proposals to consolidate the ÷ÈÓ°Ö±²¥ market integrity rules

Report 547 Response to submissions on CP 277 Proposals to consolidate the ÷ÈÓ°Ö±²¥ market integrity rules

Futures markets

ASX 24, FEX and their participants must comply with a common set of market integrity rules for futures markets.

Market integrity rules



Guidance

Regulatory Guide 266 Guidance on ÷ÈÓ°Ö±²¥ market integrity rules for participants of futures markets

Determinations

Waivers

Waivers –ÌýFutures Markets

Consultation

Consultation Paper 342 Proposed amendments to the ÷ÈÓ°Ö±²¥ market integrity rules and other ÷ÈÓ°Ö±²¥-made rules

Consultation Paper 302 Proposed changes to ÷ÈÓ°Ö±²¥â€™s capital requirements for market participants

Consultation Paper 277 Proposals to consolidate the ÷ÈÓ°Ö±²¥ market integrity rules

Report 547 Response to submissions on CP 277 Proposals to consolidate the ÷ÈÓ°Ö±²¥ market integrity rules

Capital

ASIC has made changes to the capital requirements for market participants. We have created a common set of capital market integrity rules for securities and futures market participants.

From 17 June 2022, participants of the ASX, Chi-X, NSXA, SSX, ASX 24 and FEX markets must comply with the ÷ÈÓ°Ö±²¥ Market Integrity Rules (Capital) 2021.

Until then, securities market participants must comply with the , and futures market participants must comply with the .

Exemptions to requirements contained within the Capital Rules apply to clearing participants of an approved clearing facility, authorised deposit taking institutions and principal traders only.

Participants may choose to opt-in to the ÷ÈÓ°Ö±²¥ Market Integrity Rules (Capital) 2021 before 17 June 2022 by notifying ÷ÈÓ°Ö±²¥. Once a participant opts in, they must lodge returns through the .

Market integrity rules

Waivers

Waivers – Capital

Consultation

Consultation Paper 302 Proposed changes to ÷ÈÓ°Ö±²¥â€™s capital requirements for market participants

Report 692 Response to submissions on CP 302 Proposed changes to ÷ÈÓ°Ö±²¥â€™s capital requirements for market participants


IMB

Market integrity rules

Guidance

Regulatory Guide 265 Guidance on ÷ÈÓ°Ö±²¥ market integrity rules for participants of securities markets

Last updated: 01/08/2024 01:24