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1033 results found
6 December 2024 - NEWS ITEM
ASIC updates guidance to help directors prevent insolvent trading

ASIC has today updated its regulatory guide for directors and their professional advisers on the duty to prevent insolvent trading and to provide new ...

4 December 2024 - NEWS ITEM
ASIC signals ongoing work to maximise benefits of the reportable situations regime

The reportable situations regime is a key component of the financial services and credit regulatory frameworks. ÷ÈÓ°Ö±²¥ expects all licensees, ...

4 December 2024 - NEWS ITEM
Reportable situations: Findings of ÷ÈÓ°Ö±²¥â€™s review and how licensees can improve compliance with the regime

Finding, fixing and reporting breaches matters. Here’s what ÷ÈÓ°Ö±²¥â€™s latest review revealed and what you as a licensee should do. Australian financial ...

3 December 2024 - NEWS ITEM
Suspected scam alert: ÷ÈÓ°Ö±²¥ warns consumers about unlicensed stock tip promotors through private chat apps – Juhbz and Ptounx

Key points ÷ÈÓ°Ö±²¥ is seeing an increase in a suspected investment scam involving social media ads for investing opportunities and tips  ÷ÈÓ°Ö±²¥ is ...

3 December 2024 - SPEECH
Better retirement outcomes: a whole-of-sector responsibility

Key points The work of supporting ‘better retirement outcomes’ requires the combined contributions of a wide range of entities and individuals – ...

28 November 2024 - NEWS ITEM
ASIC welcomes recent IOSCO reports outlining key developments for global market regulators

The International Organization of Securities Commissions (IOSCO) has recently published a number of reports outlining key challenges and ...

28 November 2024 - SPEECH
Promoting ongoing improvements in financial advice

Key points The multiple waves of advice-related reforms in recent years have undoubtedly made it more likely that clients will receive advice that ...

27 November 2024 - NEWS ITEM
ASIC and APRA release observations from the banking industry’s implementation of the Financial Accountability Regime

The ÷ÈÓ°Ö±²¥ (÷ÈÓ°Ö±²¥) and the Australian Prudential Regulation Authority (APRA) have published a letter ...

25 November 2024 - NEWS ITEM
ASIC update on maintenance of regulatory guides

ASIC is updating its regulatory guides (RGs) to ensure they remain simple to follow, effective, current, and appropriate. This is part of our firm ...

22 November 2024 - NEWS ITEM
ASIC extends arrangements to streamline insurance payments in emergency situations

ASIC has extended the legislative relief that allows insurers and their representatives to give emergency payments to consumers, in certain ...

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Last updated: 10/08/2024 11:24